Parties to the Stock Market

D:10(2.2.1)

Parties involved in stock market:

1. monitoring / regulatory bodies:

• definition (why it stands for?) nj 39

A. sec : nj :39

history & structure nj 16

functions nj: 17

up date information regarding

• rules & regulations nj :18

• no. of investors and institutions & their growth , chart

B. DSE folder name :dse

history & structure( SEC, DSE,CSE, CDBL

functions

up date information regarding

• rules & regulations

• no. of investors and institutions & their growth , chart

C. CSE

history & structure nj :19

functions nj:17

up date information regarding

• rules & regulations nj:21

• no. of investors and institutions & their growth , chart

drawback d;51

2. investing bodies :

Resident:

A. individual investors

B. institutional investors

Non –residential Bangladeshi (NRB) :

a. individual

b. institutional

3. facilitating Bodies:

• introduction ( why it is stand for)

A. CDBLd49

history & structure

functions

up date information regarding

• rules & regulations n63

• no. of investors and institutions & their growth , chart

B. Broker house

• What?

• Functions

• Trading procedures

C. Merchant bank

• What?

• Functions

D. Security house ( same as broker house)

• What?d 10(2.2.1)

• Eligibility of a members for tradingd 10(last para)

• Functions

• Total members of cse f:3

E. Asset Management Firm

• What?

• regulations

• Functions

• No. of institutions &

F. Investment banker (absent)...